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LAURA ELIZABETH BATTLE is currently employed as a Broker and/or Investment Adviser at PENSIONMARK SECURITIES, LLC located at 24 East Cota Street, Suite 200, Santa Barbara, CA, 93101.
LAURA ELIZABETH BATTLE has worked at PENSIONMARK SECURITIES, LLC since September 01, 2017
LAURA ELIZABETH BATTLE has 1 Disclosure Event(s).
Date: October 28, 2010All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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