LAURA WALSH FORMAN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1655 NORTH COMMERCE PARKWAY, SUITE 203, WESTON, FL, 33326.
LAURA WALSH FORMAN has worked at LPL FINANCIAL LLC since September 08, 2009
Disclosure History
LAURA WALSH FORMAN has 1 Disclosure Event(s).
Date: November 05, 2004 Category: Customer Dispute Allegations: FFP SECURITIES AND [THIRD PARTY] ASSERT THAT CLAIMANTS SUSTAINED DAMAGES DUE TO THE CAPABLE CONDUCT OF A THIRD PARTY, LAURA WALSH. Damage Amount Requested: $40,000.00 Settlement Amount: $47,000.00 Broker Comment: ACTION BOUGHT BY A TAX PREPARATION CLIENT'S BROKER AS A LEGAL MANEUVER. CLIENT DID NOT MAKE ANY COMPLAINTS ABOUT ME, AND TRIED TO HAVE ME REMOVED FROM COMPLAINT. I RETAINED LEGAL COUNSEL AND FOLLOWED THEIR SUGGESTIONS FOR SETTLEMENT.
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