LAURA WARREN GENTRY is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 512 WEST HICKORY, STE 114, DENTON, TX, 76201.
LAURA WARREN GENTRY has worked at LPL FINANCIAL LLC since August 04, 2005
Disclosure History
LAURA WARREN GENTRY has 1 Disclosure Event(s).
Date: April 24, 2016 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THAT VARIABLE ANNUITY PURCHASED IN MARCH 2016 WAS UNSUITABLE AND SOUGHT RESCISSION. ACTIVITY PERIOD IS 2/29/16 TO 3/14/16. Damage Amount Requested: $5,558.00 Settlement Amount: $3,290.87 Broker Comment: FIRM'S REVIEW OF THE TRANSACTION AT ISSUE CONFIRMED THAT IT HAD BEEN FULLY DISCUSSED, DOCUMENTED AND AUTHORIZED, AND WAS SUITABLE FOR THE CUSTOMER'S FINANCIAL CIRCUMSTANCES AND INVESTMENT OBJECTIVES. HOWEVER, IN THE INTERESTS OF COMPROMISE AND CLOSURE, AND WITHOUT ADMISSION OF ANY WRONGDOING OR LIABILITY, CUSTOMER WAS ADVISED THAT, IF SHE DECIDED TO SURRENDER THE PRODUCT, SHE WOULD BE REIMBURSED FOR ANY DIFFERENCE BETWEEN HER INITIAL INVESTMENT AND THE AMOUNT SHE RECEIVED. CUSTOMER DECIDED TO SURRENDER THE CONTRACT, AND WAS REIMBURSED $3,290.87.
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for LAURA WARREN GENTRY, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.