LAURA WARREN GENTRY

LAURA WARREN GENTRY is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 512 WEST HICKORY, STE 114, DENTON, TX, 76201.

LAURA WARREN GENTRY has worked at LPL FINANCIAL LLC since August 04, 2005

Disclosure History

LAURA WARREN GENTRY has 1 Disclosure Event(s).

Date: April 24, 2016
Category: Customer Dispute
Allegations: CUSTOMER ALLEGED THAT VARIABLE ANNUITY PURCHASED IN MARCH 2016 WAS UNSUITABLE AND SOUGHT RESCISSION. ACTIVITY PERIOD IS 2/29/16 TO 3/14/16.
Damage Amount Requested: $5,558.00
Settlement Amount: $3,290.87
Broker Comment: FIRM'S REVIEW OF THE TRANSACTION AT ISSUE CONFIRMED THAT IT HAD BEEN FULLY DISCUSSED, DOCUMENTED AND AUTHORIZED, AND WAS SUITABLE FOR THE CUSTOMER'S FINANCIAL CIRCUMSTANCES AND INVESTMENT OBJECTIVES. HOWEVER, IN THE INTERESTS OF COMPROMISE AND CLOSURE, AND WITHOUT ADMISSION OF ANY WRONGDOING OR LIABILITY, CUSTOMER WAS ADVISED THAT, IF SHE DECIDED TO SURRENDER THE PRODUCT, SHE WOULD BE REIMBURSED FOR ANY DIFFERENCE BETWEEN HER INITIAL INVESTMENT AND THE AMOUNT SHE RECEIVED. CUSTOMER DECIDED TO SURRENDER THE CONTRACT, AND WAS REIMBURSED $3,290.87.

More Information

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