LAURA JANE LOUZADER

LAURA JANE LOUZADER is currently employed as a Broker and/or Investment Adviser at CORPORATE INVESTMENTS GROUP, INC. located at 238 W CERMAK ROAD SUITE 3A, SUITE 3A, CHICAGO, IL, 60616.

LAURA JANE LOUZADER has worked at CORPORATE INVESTMENTS GROUP, INC. since October 27, 1998

Disclosure History

LAURA JANE LOUZADER has 2 Disclosure Event(s).

Date: February 07, 2014
Category: Customer Dispute
Allegations: Customer alleges failure to supervise regarding unsuitable trades that the customer alleges were made by one of the firm's representatives.
Damage Amount Requested: $500,000.00
Settlement Amount: $15,000.00 12-00253

Date: December 02, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $3,351.00
Judgment/Lien Type: Civil
Broker Comment: I DID NOT DISCOVER THIS JUDGEMENT UNTIL INFORMED OF IT BY NOTICE TO FILE DISCLOSURE OF IT ON 05/22/2015.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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