LAURA KAY GALARNEAU MOSSAKOWSKI

LAURA KAY GALARNEAU MOSSAKOWSKI is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 2555 CONTINENTAL COURT, STE. 4, GREEN BAY, WI, 54311.

LAURA KAY GALARNEAU MOSSAKOWSKI has worked at LPL FINANCIAL LLC since September 08, 2009

Disclosure History

LAURA KAY GALARNEAU MOSSAKOWSKI has 1 Disclosure Event(s).

Date: August 29, 2006
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES "THERE WAS NO BENEFIT TO SWITCH CONTRACTS OTHER THAN FOR THE AGENTS TO MAKE MORE COMMISSION." FORTIS INCOME PREFERRED ANNUITY WAS REPLACED NOVEMBER, 2005 WITH SECURITY BENEFIT ADVANCE DESIGNS.
Damage Amount Requested: $7,770.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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