LAUREN RAE ROSSI

LAUREN RAE ROSSI is currently employed as a Broker and/or Investment Adviser at VALIC FINANCIAL ADVISORS, INC. located at 100 CONNELL DRIVE, BERKELEY HEIGHTS, NJ, 07922-2737.

LAUREN RAE ROSSI has worked at VALIC FINANCIAL ADVISORS, INC. since December 18, 2017

Disclosure History

LAUREN RAE ROSSI has 4 Disclosure Event(s).

Date: July 01, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: April 01, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: February 01, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: January 01, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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