LAURENCE LOWELL MCCARTHY is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 1309 CEDAR CREST DRIVE, MUNSTER, IN, 46321.
LAURENCE LOWELL MCCARTHY has worked at NYLIFE SECURITIES LLC since April 01, 2013
Disclosure History
LAURENCE LOWELL MCCARTHY has 3 Disclosure Event(s).
Date: May 13, 2013 Category: Regulatory Initiated By: STATE OF INDIANA DEPARTMENT OF INSURANCE Allegations: RESPONDENT FAILED TO DISCLOSE THREE MISDEMEANOR CONVICTIONS ON HIS APPLICATION FOR A RESIDENT INSURANCE PRODUCER LICENSE IN FEBRUARY 2012. Resolution: Order SanctionDetails: Sanctions: Civil and Administrative Penalty(ies)/Fine(s) SanctionDetails: Amount: $750.00
Date: March 02, 2004 Category: Criminal Charges: DECEPTIVE PRACTICE - 3 COUNTS Disposition: Amended Amended Charges: ATTEMPT AT DECEPTION - BAD CHECK Amended Charge Type: MISDEMEANOR Amended Charge Amended Charge Disposition: Convicted
Date: October 16, 1996 Category: Criminal
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