LAURIS DUANE KIECKER is currently employed as a Broker and/or Investment Adviser at HD VEST INVESTMENT SERVICES located at 28790 360ST S. E., MCINTOSH, MN, 56556.
LAURIS DUANE KIECKER has worked at HD VEST INVESTMENT SERVICES since April 01, 2002
Disclosure History
LAURIS DUANE KIECKER has 1 Disclosure Event(s).
Date: June 10, 2016 Category: Customer Dispute Allegations: Client alleged that he incurred commissions after his representative had informed him that no commissions would be charged for transferring his assets into an annuity. The client also alleged that he incurred a loss in his accounts. Damage Amount Requested: $24,994.00 Broker Comment: The original complaint was received on 5/25/2016 and was denied on 6/3/2016. The original complaint reflected an alleged damage amount of $24,994. A subsequent complaint was received on 6/10/2016, as noted above. The subsequent complaint reflected the same alleged damage amount of $24,994; however, it did reflect additional allegations of misappropriation and unauthorized trading.
More Information
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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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