LAWRENCE KINNAIRD HENSHAW is currently employed as a Broker and/or Investment Adviser at OPPENHEIMER & CO. INC. located at 500 108TH AVENUE NE, SUITE 2100, BELLEVUE, WA, 98004.
LAWRENCE KINNAIRD HENSHAW has worked at OPPENHEIMER & CO. INC. since May 22, 2009
LAWRENCE KINNAIRD HENSHAW has 1 Disclosure Event(s).
Date: December 13, 1982 Category: Customer Dispute Damage Amount Requested: $13,000.00 Settlement Amount: $11,000.00 Broker Comment: HENSHAW IS CURRENTLY THE SUBJECT OF A CIVILCOMPLAINT. THE COMPLAINT WAS FILED IN THE SUPERIOR COURT OF THESTATE OF WASHINGTON FOR THE COUNTY OF KING: [CUSTOMER],PLAINTIFF VS. FOSTER & MARSHALL, INC., LAWRENCE HENSHAW AND JANEDOE HENSHAW, DEFENDANTS. THE COMPLAINT WAS FILED ON 12/13/82 ANDALLEGES THE FOLLOWING: HENSHAW CHURNED THE COMPLAINANT'SACCOUNT, PURCHASED SPECULATIVE AND UNSUITABLE SECURITIES, FAILEDTO PRESERVE THE INVESTMENT NATURE, CHARACTER AND VALUE OF [CUSTOMER'S] ACCOUNT, UTILIZED A MARGIN ACCOUNT AND CAUSING [CUSTOMER] TO INCUR SUBSTANTIAL INTEREST CHARGES AND FALSELYMISLEADING AND LULLING HIM AS TO THE QUALITY OF THE INVESTMENTSERVICES PROVIDED AND THE TRUE NATURE OF HIS ACCOUNT ACITIVITY.THE PLAINTIFF DEMANDED DAMAGES IN THE AMOUNT OF $13,000.00. THECASE IS PENDING. THESETTLEMENT AGREEMENT AND RELATED STIPULATION AND ORDER OFDISMISSAL OF THE ABOVE-REFERENCED CIVIL PROCEEDING. THESETTLEMENT AGREEMENT, SIGNED AND DATED JULY 2, 1984, STATES THAT[CUSTOMER] AGREES TO KEEP SECRET AND STRICTLY CONFIDENTIAL, THETERMS OF THE AGREEMENT; THAT THE AGREEMENT DOES NOT CONSTITUTEAN ADMISSION OF LIABILITY ON THE PART OF ANY DEFENDANT; AND THATWITH THE EXECUTION OF THE AGREEMENT, FOSTER & MARSHALL/AMERICANEXPRESS, INC. SHALL PAY $6,000 TO [CUSTOMER] AND PAINE WEBBER SHALLPAY $5,000 TO [CUSTOMER]. THE PROCEEDING WAS DISMISSED VIA COURTORDER SIGNED AND DATED JUNE 22, 1984.
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