LAWRENCE STEPHEN HEROLD

LAWRENCE STEPHEN HEROLD is currently employed as a Broker and/or Investment Adviser at BERNARD HEROLD & CO., INC. located at 805 3RD AVENUE, NEW YORK, NY, 10022.

LAWRENCE STEPHEN HEROLD has worked at BERNARD HEROLD & CO., INC. since August 27, 1979

Disclosure History

LAWRENCE STEPHEN HEROLD has 1 Disclosure Event(s).

Date: September 19, 2002
Category: Regulatory

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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