LAWRENCE JOSEPH KELLY

LAWRENCE JOSEPH KELLY is currently employed as a Broker and/or Investment Adviser at SECURITIES AMERICA, INC. located at 350 S MAIN ST STE 110, DOYLESTOWN, PA, 18901.

LAWRENCE JOSEPH KELLY has worked at SECURITIES AMERICA, INC. since March 06, 2015

Disclosure History

LAWRENCE JOSEPH KELLY has 3 Disclosure Event(s).

Date: September 05, 2007
Category: Judgment / Lien
Judgment/Lien Amount: $3,752.00
Judgment/Lien Type: Civil
Broker Comment: REP STATES HE IS NOT AWARE OF THE LIEN AND ONCE THE REP GETS MORE DOCUMENTATION ON THIS WE WILL AMEND THE STATUS OF IT.

Date: July 19, 2006
Category: Judgment / Lien
Judgment/Lien Amount: $2,238.00
Judgment/Lien Type: Civil
Broker Comment: REP STATES HE IS NOT AWARE OF THE LIEN AND ONCE THE REP GETS MORE DOCUMENTATION ON THIS WE WILL AMEND THE STATUS OF IT.

Date: June 28, 1999
Category: Judgment / Lien
Judgment/Lien Amount: $1,845.00
Judgment/Lien Type: Civil
Broker Comment: REP STATES HE IS NOT AWARE OF THE LIEN AND ONCE THE REP GETS MORE DOCUMENTATION ON THIS WE WILL AMEND THE STATUS OF IT.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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