LAWRENCE ALLEN KRAUSE is currently employed as a Broker and/or Investment Adviser at KW SECURITIES CORPORATION located at 1001 BAYHILL DR, SUITE 170, SAN BRUNO, CA, 94066.
LAWRENCE ALLEN KRAUSE has worked at KW SECURITIES CORPORATION since June 24, 1980
Disclosure History
LAWRENCE ALLEN KRAUSE has 6 Disclosure Event(s).
Date: September 26, 2000 Category: Regulatory
Date: December 28, 1998 Category: Regulatory Initiated By: ILLINOIS SECURITIES DEPARTMENT Allegations: RESPONDENT'S SALESPERSON REGISTRATION ISSUBJECT TO DENIAL BASED UPON AN SEC ORDER, ADMINISTRATIVEPROCEEDING FILE NO. 3-9477. Resolution: Order SanctionDetails: Sanctions: Revocation/Expulsion/Denial Sanction Details: AN ORDER OF DENIAL, ISSUED MAY 4, 1999.RESPONDENT'S SALESPERSON'S REGISTRATION IS DENIED IN ILLINOIS. Broker Comment: NOT PROVIDED
Date: January 12, 1998 Category: Regulatory Initiated By: ILLINOIS SECURITIES DEPARTMENT Allegations: RESPONDENTS REGISTRATION AS A SALESPERSON INTHE STATE OF ILLINOIS IS SUBJECT TO REVOCATION BASED UPON ANORDER ISSUED BY THE SEC. Resolution: Consent SanctionDetails: Sanctions: Revocation/Expulsion/Denial Sanction Details: CONSENT ORDER OF REVOCATION ISSUED MARCH 27,1998. RESPONDENTS REGISTRATION AS A SALESPERSON IN THE STATE OFILLINOIS IS HEREBY REVOKED. Broker Comment: N/A
Date: October 09, 1997 Category: Regulatory
Date: June 25, 1992 Category: Regulatory
Date: August 27, 1979 Category: Regulatory
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