LAWRENCE MICHAEL MARGOLIN is currently employed as a Broker and/or Investment Adviser at OPPENHEIMER & CO. INC. located at 4855 TECHNOLOGY WAY, SUITE 400, BOCA RATON, FL, 33431.
LAWRENCE MICHAEL MARGOLIN has worked at OPPENHEIMER & CO. INC. since March 21, 2014
Disclosure History
LAWRENCE MICHAEL MARGOLIN has 2 Disclosure Event(s).
Date: October 24, 2005 Category: Regulatory
Date: January 18, 2005 Category: Customer Dispute Allegations: CUSTOMER'S ATTORNEY ALLEGES THAT FA FAILED TO DISCLOSE MATERIAL FACTS OF AN ANNUITY EXCHANGED IN JULY OF 20CUSTOMER DOES NOT SPECIFY, BUT DAMAGES ARE BELIEVED TO EXCEED $5,000.00.02.
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