LAWRENCE EDWARD MILLER is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1108 THIRD AVE STE 500, RIVER TOWER BLDG, HUNTINGTON, WV, 25701.
LAWRENCE EDWARD MILLER has worked at WELLS FARGO CLEARING SERVICES, LLC since October 31, 2014
Disclosure History
LAWRENCE EDWARD MILLER has 2 Disclosure Event(s).
Date: April 10, 2012 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES FAILURE TO FOLLOW INSTRUCTIONS. Settlement Amount: $768.00
Date: May 06, 2002 Category: Customer Dispute Allegations: THE CLIENTS' REPRESENTATIVE ALLEGED FAILURE TO FOLLOW INSTRUCTIONS WITH REGARD TO THE TIMING OF BOND PURCHASES. FEBRUARY 1999. ALLEGED DAMAGES UNSPECIFIED. Broker Comment: THE CLIENT'S COMPLAINT WAS DENIED.
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