LAWRENCE ALAN NIGHBERT is currently employed as a Broker and/or Investment Adviser at J.W. COLE FINANCIAL, INC. located at 1720 Louisiana Boulevard N.E., #300, Albuquerque, NM, 87110.
LAWRENCE ALAN NIGHBERT has worked at J.W. COLE FINANCIAL, INC. since August 31, 2016
Disclosure History
LAWRENCE ALAN NIGHBERT has 2 Disclosure Event(s).
Date: July 30, 2002 Category: Customer Dispute Allegations: ALLEGES THAT INVESTMENTS WERE NOT MANAGED SUITABLY, CAUSING HER SIGNIFICANT LOSSES. Damage Amount Requested: $180,000.00 Broker Comment: UNABLE TO FIND PROOF OF ALLEGATIONS. AFTER THOROUGH INVESTIGATION CLAIM WAS DENIED IN ITS ENTIRETY.
Date: July 25, 2002 Category: Customer Dispute Allegations: ALLEGES THAT REPRESENTATIVE ENCOURAGED HER TO LIQUIDATE HER HOLDINGS AND PUT THEM INTO OTHER "HIGHER PERFORMING" INVESTMENTS. CLIENT HAS LOST MONEY AS A RESULT OF INVESTMENTS AND CLAIMS THAT THEY WERE NOT APPROVED AND NOT SUITABLE. Broker Comment: UNABLE TO FIND PROOF OF ALLEGATIONS. AFTER THOROUGH INVESTIGATION, CLAIM WAS DENIED IN ITS ENTIRETY.
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