LAWRENCE MAURICE PANZERI is currently employed as a Broker and/or Investment Adviser at SECURITIES AMERICA, INC. located at 2 WINNMERE AVE., BURLINGTON, MA, 01803.
LAWRENCE MAURICE PANZERI has worked at SECURITIES AMERICA, INC. since September 06, 2002
LAWRENCE MAURICE PANZERI has 2 Disclosure Event(s).
Date: August 20, 2010 Category: Customer Dispute Allegations: IN CONNECTION WITH THE RECOMMENDATION AND SALE OF MEDICAL CAPITAL, CLAIMANTS ALLEGE NEGLIGENT MISREPRESENTATIONS. Damage Amount Requested: $740,000.00 Settlement Amount: $388,892.65 Broker Comment: LAWRENCE PANZERI IS NOT A NAMED RESPONDENT IN THIS MATTER. 10/13/2011: THIS CLAIM WAS PART OF A GLOBAL SETTLEMENT BY SECURITIES AMERICA, INC. MR. PANZERI HAD ONE CLIENT WHO WAS PARTY TO THIS CLAIM THAT RECEIVED $41,777.47 FROM THIS SETTLEMENT. THIS CLIENT RECEIVED AN ADDITIONAL $45,389.05 PURSUANT TO AN AGREEMENT BETWEEN SECURITIES AMERICA, INC. AND THE COMMONWEALTH OF MASSACHUSETTS SECURITIES DIVISION.
Date: January 28, 2010 Category: Customer Dispute Allegations: CLAIMANTS ALLEGE UNSUITABLE SALE OF MEDICAL CAPITAL AND PROVIDENT SHALE BY RESPONDENTS. ALLEGATIONS INCLUDE NEGLIGENCE, NEGLIGENT MISREPRESENTATIONS & OMISSIONS OF MATERIAL FACTS, BREACH OF FIDUCIARY DUTY AND FRAUD. Damage Amount Requested: $740,000.00 Settlement Amount: $313,330.99 Broker Comment: 10/13/2011: THIS CLAIM WAS PART OF A GLOBAL SETTLEMENT BY SECURITIES AMERICA, INC.
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for LAWRENCE MAURICE PANZERI, click here.
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.
How to choose a broker or investment adviser. Learn More