LAWRENCE MAURICE PANZERI

LAWRENCE MAURICE PANZERI is currently employed as a Broker and/or Investment Adviser at SECURITIES AMERICA, INC. located at 2 WINNMERE AVE., BURLINGTON, MA, 01803.

LAWRENCE MAURICE PANZERI has worked at SECURITIES AMERICA, INC. since September 06, 2002

Disclosure History

LAWRENCE MAURICE PANZERI has 2 Disclosure Event(s).

Date: August 20, 2010
Category: Customer Dispute
Allegations: IN CONNECTION WITH THE RECOMMENDATION AND SALE OF MEDICAL CAPITAL, CLAIMANTS ALLEGE NEGLIGENT MISREPRESENTATIONS.
Damage Amount Requested: $740,000.00
Settlement Amount: $388,892.65
Broker Comment: LAWRENCE PANZERI IS NOT A NAMED RESPONDENT IN THIS MATTER. 10/13/2011: THIS CLAIM WAS PART OF A GLOBAL SETTLEMENT BY SECURITIES AMERICA, INC. MR. PANZERI HAD ONE CLIENT WHO WAS PARTY TO THIS CLAIM THAT RECEIVED $41,777.47 FROM THIS SETTLEMENT. THIS CLIENT RECEIVED AN ADDITIONAL $45,389.05 PURSUANT TO AN AGREEMENT BETWEEN SECURITIES AMERICA, INC. AND THE COMMONWEALTH OF MASSACHUSETTS SECURITIES DIVISION.

Date: January 28, 2010
Category: Customer Dispute
Allegations: CLAIMANTS ALLEGE UNSUITABLE SALE OF MEDICAL CAPITAL AND PROVIDENT SHALE BY RESPONDENTS. ALLEGATIONS INCLUDE NEGLIGENCE, NEGLIGENT MISREPRESENTATIONS & OMISSIONS OF MATERIAL FACTS, BREACH OF FIDUCIARY DUTY AND FRAUD.
Damage Amount Requested: $740,000.00
Settlement Amount: $313,330.99
Broker Comment: 10/13/2011: THIS CLAIM WAS PART OF A GLOBAL SETTLEMENT BY SECURITIES AMERICA, INC.

More Information

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