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LAWRENCE JOSEPH RYBKA

LAWRENCE JOSEPH RYBKA is currently employed as a Broker and/or Investment Adviser at VALMARK ADVISERS, INC. located at 130 SPRINGSIDE DRIVE, AKRON, OH, 44333.

LAWRENCE JOSEPH RYBKA has worked at VALMARK ADVISERS, INC. since November 11, 1997

LAWRENCE JOSEPH RYBKA is also currently employed as a Broker and/or Investment Adviser at VALMARK RETIREMENT ADVISERS, LLC located at 130 SPRINGSIDE DRIVE, SUITE 300, AKRON, OH, 44333 since November 11, 1997

LAWRENCE JOSEPH RYBKA is also currently employed as a Broker and/or Investment Adviser at VALMARK SECURITIES, INC. located at 130 SPRINGSIDE DRIVESUITE 300, AKRON, OH, 44333 since November 11, 1997

Disclosure History

LAWRENCE JOSEPH RYBKA has 2 Disclosure Event(s).

Date: June 22, 2016
Category: Regulatory
Initiated By: LOUISIANA DEPARTMENT OF INSURANCE
Allegations: DUE TO AN ADMINISTRATIVE ERROR, THE LOUISIANA VIATICAL SETTLEMENT BROKER ANNUAL REPORTS FOR EXECUTIVE INSURANCE AGENCY (EIA) AND EIA'S PRESIDENT, LAWRENCE J. RYBKA WERE NOT FILED BY THEIR MARCH 1, 2016 DEADLINE. UPON DISCOVERY OF THIS OVERSIGHT, BOTH ANNUAL REPORTS WERE IMMEDIATELY FILED AND SUBSEQUENTLY ACCEPTED BY THE STATE. THE STATE OF LOUISIANA ASSESSED A $50 FINE TO BOTH EIA AND MR. RYBKA FOR THEIR FAILURE TO TIMELY FILE THEIR RESPECTIVE ANNUAL REPORTS.
Resolution: Fine paid SanctionDetails:
Sanctions: Civil and Administrative Penalty(ies)/Fine(s) SanctionDetails:
Amount: $50.00

Date: October 17, 2014
Category: Regulatory
Initiated By: NEW YORK STATE DEPARTMENT OF FINANCIAL SERVICES
Allegations: ON JANUARY 15, 2015, THE NEW YORK STATE DEPARTMENT OF FINANCIAL SERVICES ("DFS") APPROVED A STIPULATION IN WHICH VALMARK INSURANCE AGENCY AND LAWRENCE J. RYBKA, AS SUBLICENSEE, AGREED THAT DURING THE APPROXIMATE PERIOD JULY 2013 THROUGH NOVEMBER 2014, THEY TRANSACTED INSURANCE BUSINESS UNDER THE UNLICENSED AGENCY NAME OF EXECUTIVE INSURANCE AGENCY, INC.. THEY ALSO AGREED TO PAY A $3000 PENALTY. LAWRENCE J. RYBKA WAS NAMED SOLELY IN HIS CAPACITY AS A SUBLICENSEE; THERE WERE NO ALLEGATIONS OF KNOWLEDGE OR INDIVIDUAL WRONGDOING AGAINST HIM INDIVIDUALLY. IN NOVEMBER 2014, THE NEW YORK DFS APPROVED A NAME CHANGE FROM VALMARK INSURANCE AGENCY TO EXECUTIVE INSURANCE AGENCY, INC. AS THE NAME OF THE AGENCY IN NEW YORK.
Resolution: Stipulation and Consent SanctionDetails:
Sanctions: Civil and Administrative Penalty(ies)/Fine(s) SanctionDetails:
Amount: $3,000.00

More Information

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