LAWRENCE CLARE VAN ATTA is currently employed as a Broker and/or Investment Adviser at RBC CAPITAL MARKETS, LLC located at 404 NORTH 31ST STREET, STE 300, BILLINGS, MT, 59101-1211.
LAWRENCE CLARE VAN ATTA has worked at RBC CAPITAL MARKETS, LLC since May 26, 2006
Disclosure History
LAWRENCE CLARE VAN ATTA has 1 Disclosure Event(s).
Date: September 09, 2008 Category: Customer Dispute Allegations: ALLEGATIONS INCLUDE MISREPRESENTATIONS AS TO SAFETY AND LIQUIDITY OF JANUARY 9, 2008 IN AMERICAN MUNICIPAL INCOME PORTFOLIO Damage Amount Requested: $100,000.00 Broker Comment: COMPLAINT WAS VIEWED AS A MARKET ISSUE. COMPLAINT WAS DENIED.
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