LAWRENCE CLAYTON WALTERS is currently employed as a Broker and/or Investment Adviser at RBC CAPITAL MARKETS, LLC located at 200 WEST 17TH STREET, SUITE 100, CHEYENNE, WY, 82001-4595.
LAWRENCE CLAYTON WALTERS has worked at RBC CAPITAL MARKETS, LLC since March 02, 1998
Disclosure History
LAWRENCE CLAYTON WALTERS has 2 Disclosure Event(s).
Date: March 07, 2018 Category: Customer Dispute Allegations: Client claims that his financial advisor misstated the sale proceeds he could expect to receive from three transactions. Client also complains that he was not informed that commissions would be charged on the transactions. Damage Amount Requested: $6,000.00
Date: November 05, 2012 Category: Customer Dispute Allegations: CLIENT CLAIMS THAT SHE DID NOT AUTHORIZE THE LIQUIDATION OF HER ANNUITY IN 2009 AND SHE NOW WISHES FOR THE ANNUITY TO BE REINSTATED.
More Information
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