LEE MICHAEL COHEN is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 600 LAS GALLINAS AVE, SAN RAFAEL, CA, 94903.
LEE MICHAEL COHEN has worked at WELLS FARGO CLEARING SERVICES, LLC since January 03, 2011
Disclosure History
LEE MICHAEL COHEN has 3 Disclosure Event(s).
Date: October 08, 2014 Category: Customer Dispute Allegations: CUSTOMER ALLEGES HE WAS SOLD AN INSURANCE PRODUCT THAT DID NOT PROVIDE THE SAME ADVANTAGES AND BENEFITS AS A SIMILAR PRODUCT WHICH WAS ALSO AVAILABLE. (02/26/2013)
Date: March 29, 2010 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: March 22, 2010 Category: Financial Type: Compromise Disposition: Satisfied/Released
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