LEE BURTON JONES is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 14830 LOS GATOS BLVD #201, LOS GATOS, CA, 95032.

LEE BURTON JONES has worked at LPL FINANCIAL LLC since December 12, 2013

Disclosure History

LEE BURTON JONES has 2 Disclosure Event(s).

Date: December 30, 2008
Category: Financial
Type: Bankruptcy
Disposition: Discharged

Date: July 07, 1997
Category: Criminal
Charges: Fictitious plates
Disposition: Dismissed
Broker Comment: charge was related to a traffic event and occurred when advisor was a juvenile. Case was dismissed.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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