LENARD IRA FELDMAN

LENARD IRA FELDMAN is currently employed as a Broker and/or Investment Adviser at BUCKRAM SECURITIES LTD located at 21 CEDAR SWAMP ROAD, SUITE 4, GLEN COVE, NY, 11542.

LENARD IRA FELDMAN has worked at BUCKRAM SECURITIES LTD since April 05, 2007

Disclosure History

LENARD IRA FELDMAN has 3 Disclosure Event(s).

Date: March 14, 2005
Category: Customer Dispute
Allegations: UNDERTOOK SPECULATIVE, UNSUITABLE, EXCESSIVE AND UNAUTHORIZAED TRADING
Damage Amount Requested: $100,000.00
Settlement Amount: $70,000.00

Date: January 25, 1991
Category: Customer Dispute
Allegations: UNAUTHORIZED USE OF DISCRETION, CHURNING ANDMISREPRESENTATIONS.
Settlement Amount: $75,000.00
Broker Comment: $75,000 PAYMENT TO [CUSTOMER] SETTLEMENT WAS PAID IN FULL BY SMITH BARNEY MR. FELDMAN MADE NO CONTRIBUTION. CASE WAS SETTLED DUE TO TIME, EXPENSE AND RISK OF LITIGAITON.

Date: November 27, 1990
Category: Customer Dispute
Allegations: UNAUTHORIZED TRADING
Damage Amount Requested: $6,681.00 Damages Granted: $6,681.00
Broker Comment: AWARDED $6,681.00Not Provided

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for LENARD IRA FELDMAN, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.