LEO CHRISTOPHER BURNS

LEO CHRISTOPHER BURNS is currently employed as a Broker and/or Investment Adviser at FIDELITY BROKERAGE SERVICES LLC located at 4601 TOUCHTON RD EAST, BLDG 400, JACKSONVILLE, FL, 32246.

LEO CHRISTOPHER BURNS has worked at FIDELITY BROKERAGE SERVICES LLC since May 17, 2013

Disclosure History

LEO CHRISTOPHER BURNS has 1 Disclosure Event(s).

Date: October 14, 2008
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT REGISTERED REPRESENTATIVE PLACED HER INTO A MANAGED ACCOUNT THAT WAS COMPRISED OF 70% "STOCK MUTUAL FUNDS" WHICH WAS UNSUITABLE FOR HER INVESTMENT OBJECTIVES.
Damage Amount Requested: $22,913.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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