LEO KHOROLINSKY is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 5 REVERE DRIVE, 1 NORTHBROOK PLACE, NORTHBROOK, IL, 60062.
LEO KHOROLINSKY has worked at UBS FINANCIAL SERVICES INC. since February 24, 2012
Disclosure History
LEO KHOROLINSKY has 1 Disclosure Event(s).
Date: November 12, 2002 Category: Customer Dispute Allegations: WRITTEN COMPLAINT ALLEGED THAT FA TRADED WITH DISCRETION WITHOUT WRITTEN PAPERS AND PURCHASED AGGRESSIVE INVESTMENTS WHEN CUSTOMER STRESSED CONSERVATIVE INVESTMENT OBJECTIVES. Damage Amount Requested: $77,336.00 Broker Comment: THIS MATTER ARISES OUT OF TRANSACTIONS UNDERTAKEN AT A PRIOR OR PREVIOUS FIRM. WELLS FARGO ADVISORS HAS NO RECORDS OR INFORMATION RELATING TO THE ISSUES REPRESENTED IN THIS REPORT. THE MATTER IS CONSIDERED CLOSED.
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