LEO KONRAD SPANNER is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 11823 EAST SLAUSON AVE, STE 4, SANTA FE SPRINGS, CA, 90670.
LEO KONRAD SPANNER has worked at PFS INVESTMENTS INC. since November 21, 1996
Disclosure History
LEO KONRAD SPANNER has 1 Disclosure Event(s).
Date: July 13, 2001 Category: Customer Dispute Allegations: [CUSTOMER] ALLEGED THAT THE MUTUAL FUNDS I SOLD HIM WERE UNSUITABLE AND THAT PFS INVESTMENTS WAS RESPONSIBLE FOR HIS MARKET LOSS AND THE LOSS OF ANNUITIZATION VALUE IN THE FIXED ANNUITY HE LIQUIDATED TO BUY THE MUTUAL FUNDS. Damage Amount Requested: $4,500.00 Settlement Amount: $13,413.66
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