LEON OKUROWSKI is currently employed as a Broker and/or Investment Adviser at U. S. BOSTON CAPITAL CORPORATION located at LINCOLN NORTH, 55 OLD BEDFORD ROAD, LINCOLN, MA, 01773.
LEON OKUROWSKI has worked at U. S. BOSTON CAPITAL CORPORATION since June 20, 1985
Disclosure History
LEON OKUROWSKI has 1 Disclosure Event(s).
Date: January 19, 1994 Category: Customer Dispute Allegations: THE CLAIM ALLEDGED FRAUDULENT CONDUCT; BREACHOF CONTRACT, BREACH OF FIDUCIARY DUTY; NEGLIGENCE; VIOLATION OFCHAPTER 93A OF THE MASSACHUSETTS GENERAL LAWS; RULE 10B-5 OFTHE 1934 ACT, SECTION 215 OF THE INVESTMENT ADVISORS ACT ANDRICO. CLAIMANT SOUGHT LOSSES OF $284,996.70 PLUS MARKETDAMAGES, REIMBURSEMENT OF $12,200 IN FEES PAID FOR FINANCIALPLANNING SERVICES, PUNITIVE ATTORNEY'S FEES. Damage Amount Requested: $284,996.70 Settlement Amount: $150,000.00 Broker Comment: U.S. BOSTON CAPITAL CORPORATION AGREED TOPURCHASE CERTAIN SECURITIES FROM [CUSTOMER] FOR $150,000. IPERSONALLY CONTRIBUTED TO HALF OF THAT AMOUNT, $75,000. THEREWAS NO ADMISSION OF LIABILITY AS PART OF THE SETTLEMENT.NOT PROVIDED
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