LEONARD JAMES GIBEL is currently employed as a Broker and/or Investment Adviser at ETC BROKERAGE SERVICES, LLC located at 1 Equity Way, Westlake, OH, 44145.

LEONARD JAMES GIBEL has worked at ETC BROKERAGE SERVICES, LLC since January 04, 2012

Disclosure History

LEONARD JAMES GIBEL has 2 Disclosure Event(s).

Date: May 14, 1991
Category: Regulatory

Date: May 12, 1976
Category: Regulatory

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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