LEONARD SILVIO MORANO is currently employed as a Broker and/or Investment Adviser at TRANSAMERICA FINANCIAL ADVISORS, INC located at 5401 S. KIRKMAN ROAD, SUITE 750, ORLANDO, FL, 32819.
LEONARD SILVIO MORANO has worked at TRANSAMERICA FINANCIAL ADVISORS, INC since June 12, 2014
Disclosure History
LEONARD SILVIO MORANO has 2 Disclosure Event(s).
Date: June 29, 1995 Category: Customer Dispute Allegations: IN 1992 I WAS A SALES MANAGER WITH MY AGENT DOUG PAULICK, THE CLIENT PURCHASED A VARIABLE LIFE CONTRACT. IN 1995, THE CLIENT STATES THEY DID NOT GET WHAT THEY THOUGHT THEY WERE BUYING. PRUDENTIAL JUST RETURNED THEIR ORIGINAL INVESTED AMOUNT OF $14,500. CASE CLOSED 10/17/1995. Damage Amount Requested: $14,500.00 Settlement Amount: $14,500.00 Broker Comment: IT IS MY UNDERSTANDING THAT PRUDENTIAL REVERSED THE CASE AND RETURNED THE CUSTOMER`S MONEY. AT THE TIME OF THIS SALE, I WAS THE AGENT SALES MANAGER AND SAT IN ON THE SALE. IT IS MY UNDERSTANDING THAT MR SIMMONS LATER EXPLAINED THAT HE WAS UNAWARE HE WAS PURCHASING A LIFE INSURANCE POLICY, WHICH SEEMED UNLIKELY SINCE MR SIMMONS WAS A LICENSED INSURANCE AGENT. IT IS MY UNDERSTANDING THAT PRUDENTIAL REVERSED THE CASE AND RETURNED THE CLIENT`S MONEY.
Date: May 06, 1994 Category: Customer Dispute Allegations: IN 1992 I WAS A SALES MANAGER. WITH MY AGENT CATHY CERULLO THE CLIENT PURCHASED A VARIABLE LIFE CONTRACT. IN 1994 THE CLIENT STATES HE HAD ONLY TO PUT IN $20,000 ONE TIME. THE COMPANY HONORED HER REQUEST FOR RETURN OF HER $20,000. THE CASE WAS CLOSED ON 5/2/95. Damage Amount Requested: $20,000.00 Settlement Amount: $20,000.00
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