LEONARD P RASKIN is currently employed as a Broker and/or Investment Adviser at PARK AVENUE SECURITIES LLC located at 225 INTERNATIONAL CIRCLE, SUITE 101, HUNT VALLEY, MD, 21030.
LEONARD P RASKIN has worked at PARK AVENUE SECURITIES LLC since May 03, 1999
Disclosure History
LEONARD P RASKIN has 2 Disclosure Event(s).
Date: March 04, 2013 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT PAPERWORK TO ESTABLISH A MATSON MONEY ACCOUNT WAS COMPLETED ON 1/2/2013. A $500,000 INVESTMENT INTO THE ACCOUNT WAS DEPOSITED INTO THE CASH ACCOUNT ON 1/31/2013 AND WAS INVESTED INTO EQUITY FUNDS ON 2/1/2013. DUE TO THE TIMELINE OF THE TRANSACTION, THE ACCOUNT RESULTED IN A LOSS DURING A MARKET UPTURN. Damage Amount Requested: $12,350.00 Settlement Amount: $12,756.79 Broker Comment: CUSTOMER RECEIVED SETTLEMENT FOR REIMBURSEMENT OF MARKET LOSS THAT RESULTED DURING TRANSFER OF FUNDS.
Date: August 26, 2011 Category: Financial Type: Bankruptcy Disposition: Discharged
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