Leonardo Larios Delgado

Leonardo Larios Delgado is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 721 NEVADA ST, STE 301, REDLANDS, CA, 92373.

Leonardo Larios Delgado has worked at PFS INVESTMENTS INC. since November 13, 2017

Disclosure History

Leonardo Larios Delgado has 2 Disclosure Event(s).

Date: February 27, 2018
Category: Financial
Type: Compromise
Broker Comment: WE ENROLLED INTO THIS PROGRAM DUE TO HARDSHIP. LEADING UP TO THIS, WE STARTED A BUSINESS AND MY INCOME DROPPED AND I COULD NOT KEEP UP. I MADE A DECISION TO CONSOLIDATE AND WORK WITH ASSISTANCE OF THE PROGRAM TO PAY THE DEBT.

Date: November 30, 2017
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: WE ENCOUNTERED A HARDSHIP AND WE USED OUR CREDIT CARDS. WE ENROLLED IN THIS PROGRAM KNOWING THEY WOULD HELP US STAY IN GOOD STANDING.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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