Leonor Piedra Randall

Leonor Piedra Randall is currently employed as a Broker and/or Investment Adviser at BMO HARRIS FINANCIAL ADVISORS, INC. located at 700 E Lake Cook Road, Buffalo Grove, IL, 60089.

Leonor Piedra Randall has worked at BMO HARRIS FINANCIAL ADVISORS, INC. since February 22, 2017

Disclosure History

Leonor Piedra Randall has 1 Disclosure Event(s).

Date: March 30, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for Leonor Piedra Randall, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.