LESH NETTLES BROWN

LESH NETTLES BROWN is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 816 UNIVERSITY PARKWAY, SUITE 108, NATCHITOCHES, LA, 71457.

LESH NETTLES BROWN has worked at NYLIFE SECURITIES LLC since February 08, 2001

Disclosure History

LESH NETTLES BROWN has 1 Disclosure Event(s).

Date: October 16, 2009
Category: Customer Dispute
Allegations: WITH REGARD TO THE PURCHASE OF A VARIABLE ANNUITY POLICY IN OR AROUND MAY OF 2007, THE CUSTOMER ALLEGES THE RR ASSURRED HIM THAT HE WOULD NOT BE PENALIZED FOR EARLY WITHDRAWALS. THE CUSTOMER ALSO ALLEGES THAT HE WAS DISSATISFIED WITH THE AMOUNT OF INTEREST AND CANCELED THE POLICY WHICH CAUSED A CHARGE OF AN EARLY WITHDRAWAL FEE OF $13,399.76.
Damage Amount Requested: $13,399.76

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for LESH NETTLES BROWN, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.