LESLIE MOORE ANDERSON is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 188 W. NORTHERN LIGHTS BLVD., SUITE 1300, ANCHORAGE, AK, 99503.
LESLIE MOORE ANDERSON has worked at NYLIFE SECURITIES LLC since August 23, 1993
Disclosure History
LESLIE MOORE ANDERSON has 3 Disclosure Event(s).
Date: April 17, 2017 Category: Financial Type: Bankruptcy
Date: February 03, 2012 Category: Customer Dispute Allegations: REGARDING AN APRIL 2011 WITHDRAWAL FROM HIS VARIABLE ANNUITY, THE CUSTOMER ALLEGED THAT HE WAS GIVEN INACCURATE INFORMATION REGARDING THE TAX FREE AMOUNT THAT RESULTED IN TAX PENALTIES. THE CUSTOMER FURTHER ALLEGED THAT THE RR RECOMMENDED THE WITHDRAWAL FROM THE VARIABLE ANNUITY AS A MEANS TO REPAY A LOAN ON HIS TRADITIONAL LIFE INSURANCE POLICY. Damage Amount Requested: $89,000.00 Settlement Amount: $30,646.00
Date: November 11, 1992 Category: Customer Dispute Allegations: [CUSTOMER]ALLEGED THAT NEW YORK LIFE INSURANCE CO. AND MYSELF AS AGENT CAUSED [CUSTOMER] TO PROCURE AN INAPPROPRIATE RETIREMENT PROGRAM FOR THE DIRECTORS. Damage Amount Requested: $18,500.00 Settlement Amount: $37,025.00 Broker Comment: THE PLAINTIFF AGREED TO SETTLE THIS MATTER IN RETURN FOR A PAYMENT OF $37,025.00. NEW YORK LIFE CONTRIBUTED $18,512.50, AND MY ERRORS AND OMMISSIONS INSURANCE CARRIER CONTRIBUTED $18,512.50.
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