LESLIE JOHN MARSH is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 104 - 2ND ST S, SUITE 401, GREAT FALLS, MT, 59401.
LESLIE JOHN MARSH has worked at NYLIFE SECURITIES LLC since September 13, 2007
Disclosure History
LESLIE JOHN MARSH has 2 Disclosure Event(s).
Date: February 20, 2013 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES THAT VARIABLE ANNUITY HE PURCHASED IN APRIL 2008 DID NOT MEET HIS FINANCIAL NEEDS AT THE TIME. Damage Amount Requested: $12,927.98 Settlement Amount: $12,927.98
Date: August 02, 1994 Category: Criminal Charges: 1)ISSUE BAD CHECKS 2) MISDEMEANOR 3)FORFEIT BOND /DID NOT APPEAR 4)ISSUE BAD CHECKS - NSF Charge Type: MISDEMEANOR Disposition: A)DID NOT APPEAR FORFEITURE OF BOND B) AUGUST 9, 1994C)$99.83 + $10.00 RESTITUTION OF NSF IN FULL $90.17
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