LESLIE MARIE PERSIN

LESLIE MARIE PERSIN is currently employed as a Broker and/or Investment Adviser at CAPITAL FINANCIAL SERVICES, INC. located at 1899 Orchard Lake Road #204, Sylvan Lake, MI, 48320.

LESLIE MARIE PERSIN has worked at CAPITAL FINANCIAL SERVICES, INC. since February 14, 2017

Disclosure History

LESLIE MARIE PERSIN has 2 Disclosure Event(s).

Date: April 13, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $12,561.00
Judgment/Lien Type: Tax
Broker Comment: Was on a 3 year non-compete and when the 3 year period was up, I had a lot of bills to pay so I went back to work. There was taxes on that income. Will have tax situation resolved within 2nd quarter of 2017.

Date: April 07, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $2,579.00
Judgment/Lien Type: Tax
Broker Comment: Filed state taxes not owing, but state of Michigan is disputing my rent credit. This caused me to owe. Once I resolve this and show state I truly rent my home, the taxes owed will be zero and I'll actually get a return. Will be resolved within a few weeks. Until resolution is made, I have started making payments.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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