LESLIE CATHERINE VERKUILEN

LESLIE CATHERINE VERKUILEN is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 1760 AMERICAN DRIVE, SUITE 103, NEENAH, WI, 54956.

LESLIE CATHERINE VERKUILEN has worked at NYLIFE SECURITIES LLC since October 17, 2014

Disclosure History

LESLIE CATHERINE VERKUILEN has 1 Disclosure Event(s).

Date: September 05, 2004
Category: Criminal
Charges: ISSUE OF WORTHLESS CHECK <=$2500
Disposition: Amended
Amended Charges: COUNTY/MUNICIPALITY WORTHLESS CHECK
Amended Charge Type: OTHER Amended Charge
Amended Charge Disposition: Convicted

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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