LEVI BRITIAN EDGECOMBE is currently employed as a Broker and/or Investment Adviser at USA FINANCIAL SECURITIES CORPORATION located at 315 39TH AVE. SW, SUITE 5, PUYALLUP, WA, 98373.
LEVI BRITIAN EDGECOMBE has worked at USA FINANCIAL SECURITIES CORPORATION since February 05, 2010
Disclosure History
LEVI BRITIAN EDGECOMBE has 2 Disclosure Event(s).
Date: December 16, 1985 Category: Regulatory
Date: November 30, 1984 Category: Employment Separation After Allegations Firm Name: KMS FINANCIAL SERVICES, INC. Termination Type: Permitted to Resign Allegations: THERE WERE NO ACTUAL OR ALLEGED DAMAGES ORCLAIMS... I WAS ALLOWED ("PERMITTED") TO RESIGN FROM KMS TOPURSUE A RELATIONSHIP WITH EDUCATIONAL MANAGEMENT & FINANCINGCORPORATION. Broker Comment: I REFERRED SOME CLIENTS TO EMF CORPORATION WHO WAS SEEKING LOANS FOR WORKING CAPITAL. I WAS PAID A FINDERS FEE (NOT REALIZING IT WAS A SECURITY) IN THE EARLY PART OF 1984. I REPORTED THESE FINDERS FEES ON THE ANNUAL COMPLIANCE REPORT AND WAS INFORMED THAT I HAD SOLD AWAY RESCISSION WAS OFFERED TO ALL LENDERS (ALL STAYED IN).
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