LEWIS HERMAN HAUPT

LEWIS HERMAN HAUPT is currently employed as a Broker and/or Investment Adviser at ONEAMERICA SECURITIES, INC. located at 1225 E Fort Union Blvd, Suite 350, Cottonwood Heights, UT, 84047.

LEWIS HERMAN HAUPT has worked at ONEAMERICA SECURITIES, INC. since November 14, 2014

Disclosure History

LEWIS HERMAN HAUPT has 2 Disclosure Event(s).

Date: September 28, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: January 10, 2012
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: LOST JOB AND INCOME, HAD TO FILE OFFER IN COMPROMISE TO PAY FEDERAL TAXES. OFFER PAID IN FULL APRIL 2014. TAX LIEN RELEASED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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