LEWIS IRWIN MANILOVE is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 350 E Las Olas Blvd, Ste 1700, Ft Lauderdale, FL, 33301.
LEWIS IRWIN MANILOVE has worked at AMERIPRISE FINANCIAL SERVICES, INC. since November 01, 2010
Disclosure History
LEWIS IRWIN MANILOVE has 2 Disclosure Event(s).
Date: October 31, 2005 Category: Customer Dispute Allegations: CLAIMANTS ALLEGE FINANCIAL ADVISOR FAILED TO ADOPT A HEDGING STRATEGY FOR LARGE CONCENTRATED PSITIONS IN UNIDENTIFIED STOCKS DURING AN UNSPECIFIED PERIOD OF TIME. Damage Amount Requested: $1,000,000.00 Settlement Amount: $55,000.00 Broker Comment: THE CLIENT'S ALLEGATIONS OF FAILING TO USE A HEDGE STRATEGY ARE BASED ON HINDSIGHT AFTER 6-10 YEARS AND ARE TOTALLY WITHOUT MERIT. IN FACT, THE CLIENT'S PRIMARILY OWNED MUTUAL FUNDS USING A DOLLAR COST AVERAGING APPROACH TEST SUITED IN THE LONG TERM INVESTOR. THE CLIENT HAD EXTENSIVE PROFITS AT THE TIME I HANDLED THE ACCOUNT.
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