LEWIS IRWIN MANILOVE

LEWIS IRWIN MANILOVE is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 350 E Las Olas Blvd, Ste 1700, Ft Lauderdale, FL, 33301.

LEWIS IRWIN MANILOVE has worked at AMERIPRISE FINANCIAL SERVICES, INC. since November 01, 2010

Disclosure History

LEWIS IRWIN MANILOVE has 2 Disclosure Event(s).

Date: October 31, 2005
Category: Customer Dispute
Allegations: CLAIMANTS ALLEGE FINANCIAL ADVISOR FAILED TO ADOPT A HEDGING STRATEGY FOR LARGE CONCENTRATED PSITIONS IN UNIDENTIFIED STOCKS DURING AN UNSPECIFIED PERIOD OF TIME.
Damage Amount Requested: $1,000,000.00
Settlement Amount: $55,000.00
Broker Comment: THE CLIENT'S ALLEGATIONS OF FAILING TO USE A HEDGE STRATEGY ARE BASED ON HINDSIGHT AFTER 6-10 YEARS AND ARE TOTALLY WITHOUT MERIT. IN FACT, THE CLIENT'S PRIMARILY OWNED MUTUAL FUNDS USING A DOLLAR COST AVERAGING APPROACH TEST SUITED IN THE LONG TERM INVESTOR. THE CLIENT HAD EXTENSIVE PROFITS AT THE TIME I HANDLED THE ACCOUNT.

Date: September 23, 2002
Category: Customer Dispute
Allegations: ALLEGED UNSUITABLE INVESTMENT RECOMMENDATIONS
Damage Amount Requested: $275,000.00
Settlement Amount: $85,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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