LIN ANN STEPHENS

LIN ANN STEPHENS is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 3805 S DOUGLAS HWY, STE 2, GILLETTE, WY, 82718.

LIN ANN STEPHENS has worked at PFS INVESTMENTS INC. since May 01, 2017

Disclosure History

LIN ANN STEPHENS has 1 Disclosure Event(s).

Date: July 21, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $11,531.00
Judgment/Lien Type: Civil
Broker Comment: Lin Stephens is currently in divorce proceedings with co-defendant Chad Stephens. Judgment debtallocation has not been made, as of yet in divorce proceedings.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for LIN ANN STEPHENS, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.