LINDA GAIL HARNESS is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 1510 ROYAL PALM SQ. BLVD., SUITE 103, FORT MYERS, FL, 33919.
LINDA GAIL HARNESS has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since July 14, 1992
Disclosure History
LINDA GAIL HARNESS has 3 Disclosure Event(s).
Date: December 28, 1990 Category: Regulatory
Date: October 10, 1984 Category: Regulatory
Date: June 12, 1980 Category: Regulatory Initiated By: NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. Resolution: Decision SanctionDetails: Sanctions: Censure Broker Comment: ON 10/14/81 THE BOARD OF GOVERNORS OF THE NASDFOUND THAT THERE WAS NO INTENT TO CAUSE NET CAPITAL & CUSTOMERRESERVE VIOLATIONS, MR. JACKSON L. MORRIS WAS THE PRINCIPAL ANDCOMPANY ATTONEY INVOLVED WITH INVESTING CUSTOMER FUNDS IN ASEPARATE ESCROW ACCOUNT. THE FINE OF $10,000 WAS AGAINST J.MILTON NEWTON, INC. (NOT A JOINT AND SEVERAL FINE) MR. J.MILTON NEWTON WAS INDIVIDUALLY FINED $5,000 WITH A TWO WEEKSUSPENSION. JACKSON L. MORRIS WAS FINED $1,500 AND A CENSURE.THE FORMER FINOP ROBERTS RUMMEL RECEIVED A CENSURE & 1 WEEKSUSPENDSION. LINDA G. MAIER JOINED THE FIRM 1/20/80 IN THEMIDSTOF FINANCIAL DEFFICULTIES NOT DISCLOSED IN EMPLOYMENT INTERVIEWRECEIVED A CENSURE.
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