LINDA DAVIS HOPKINS

LINDA DAVIS HOPKINS is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 130 EDWARD JONES BLVD, ST LOUIS, MO, 63043.

LINDA DAVIS HOPKINS has worked at EDWARD JONES since July 11, 2011

Disclosure History

LINDA DAVIS HOPKINS has 2 Disclosure Event(s).

Date: July 12, 2017
Category: Financial
Type: Compromise
Disposition: SETTLEMENT

Date: July 16, 2008
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: THE REASON FOR MY BANKRUPTCY WAS DUE TO FAMILY AND INCOME CHANGES. AFTER PROFESSIONAL COUNSELING, I WAS ADVISED TO FILE BANKRUPTCY.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for LINDA DAVIS HOPKINS, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.