LINDA FAYE KOCHER

LINDA FAYE KOCHER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 302 S MAIN ST, HANKINSON, ND, 58041.

LINDA FAYE KOCHER has worked at LPL FINANCIAL LLC since November 29, 2017

Disclosure History

LINDA FAYE KOCHER has 1 Disclosure Event(s).

Date: October 14, 2013
Category: Customer Dispute
Allegations: CLIENT WOULD LIKE MONETARY DAMAGES DUE TO THE LACK OF AN INCOME RIDER ON HIS VARIABLE CONTRACT
Damage Amount Requested: $18,000.00
Broker Comment: REP DENIED ALLEGATION. CLIENT RECEIVED AND SIGNED NAF, DISCLOSURES, DELIVERY RECEIPT FORM. REP LEFT THE FINANCIAL INSTITUTION AND THAT IS WHEN THE CLIENT FILED COMPLAINT AFTER HOLDING THE INVESTMENT FOR 6 YEARS.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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