Lindsay Ann Frazier

Lindsay Ann Frazier is currently employed as a Broker and/or Investment Adviser at GWFS EQUITIES, INC. located at 655 N. CENTRAL AVENUE #1520, San Diego, CA, 91203.

Lindsay Ann Frazier has worked at GWFS EQUITIES, INC. since February 20, 2017

Disclosure History

Lindsay Ann Frazier has 1 Disclosure Event(s).

Date: April 02, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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