LIOR RUSINEK

LIOR RUSINEK is currently employed as a Broker and/or Investment Adviser at M. S. HOWELLS & CO. located at 20555 N PIMA ROAD, SUITE 100, SCOTTSDALE, AZ, 85255.

LIOR RUSINEK has worked at M. S. HOWELLS & CO. since June 17, 2016

Disclosure History

LIOR RUSINEK has 1 Disclosure Event(s).

Date: October 17, 2002
Category: Customer Dispute
Allegations: BOM NAMED IN A FA'S SUITABILITY COMPLAINT
Damage Amount Requested: $54,291.52
Settlement Amount: $30,000.00
Broker Comment: I DID NOT TRANSACT THE ORDER IN ISSUE, ANOTHER FA DID

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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