LISA MICHELLE BUTLER

LISA MICHELLE BUTLER is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 1400 BATTLEGROUND AVE, STE 150-B, GREENSBORO, NC, 27408.

LISA MICHELLE BUTLER has worked at PFS INVESTMENTS INC. since March 12, 2013

Disclosure History

LISA MICHELLE BUTLER has 4 Disclosure Event(s).

Date: February 05, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $12,101.46
Judgment/Lien Type: Tax

Date: November 09, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $5,700.00
Judgment/Lien Type: Tax
Broker Comment: N/A

Date: August 01, 2005
Category: Judgment / Lien
Judgment/Lien Amount: $17,384.00
Judgment/Lien Type: Tax
Broker Comment: N/A

Date: December 06, 2004
Category: Judgment / Lien
Judgment/Lien Amount: $20,623.00
Judgment/Lien Type: Civil
Broker Comment: FINRA Disclosure Review Project

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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