LISA RAE DAGNER

LISA RAE DAGNER is currently employed as a Broker and/or Investment Adviser at FIDELITY BROKERAGE SERVICES LLC located at 6501 S FIDDLER'S GREEN CIRCLE, STE 300 - 600, GREENWOOD VILLAGE, CO, 80111.

LISA RAE DAGNER has worked at FIDELITY BROKERAGE SERVICES LLC since September 17, 2013

Disclosure History

LISA RAE DAGNER has 1 Disclosure Event(s).

Date: February 28, 1998
Category: Criminal
Charges: THEFT - UNDER $100.00
Disposition: Convicted

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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