LISA CRAGER DARIN is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 2815 TOWNSGATE RD, WESTLAKE VILLAGE, CA, 91361.
LISA CRAGER DARIN has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since December 17, 1985
Disclosure History
LISA CRAGER DARIN has 1 Disclosure Event(s).
Date: July 18, 2003 Category: Customer Dispute Allegations: CLAIMANTS ALLEGE BREACH OF FIDUCIARY DUTY BY ALLEGEDLY MAKING MISREPRESENTATIONS IN CONNECTION TO RESEARCH RECOMMENDATIONS. CLAIMANTS DO NOT ALLEGE SPECIFIC COMPENSATORY DAMAGES. Settlement Amount: $150,000.00 Broker Comment: WE SETTLED THIS MATTER FOR BUSINESS REASONS.
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