LISA MARIE MIRABELLA

LISA MARIE MIRABELLA is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 777 S. FLAGLER DRIVE, SUITE 700, WEST PALM BEACH, FL, 33401.

LISA MARIE MIRABELLA has worked at MORGAN STANLEY since October 26, 2012

Disclosure History

LISA MARIE MIRABELLA has 2 Disclosure Event(s).

Date: October 10, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $4,525.00
Judgment/Lien Type: Civil

Date: May 05, 2008
Category: Customer Dispute
Allegations: CLIENT ALLEGES MISREPRESENTATION CONCERNING THE LIQUIDITY OF AUCTION MARKET SECURITIES. DAMAGES UNSPECIFIED.
Broker Comment: THIS COMPLAINT AROSE OUT OF THE UNPRECEDENTED ILLIQUIDITY IN THE AUCTION RATE SECURITIES MARKET. PRIOR TO THE RECENT WIDESPREAD AUCTION FAILURES, AUCTION MARKET SECURITIES WERE SOLD THROUGHOUT THE FINANCIAL SERVICES INDUSTRY AS HIGHLY LIQUID INSTRUMENTS AND WERE APPROPRIATELY REGARDED BY THE INDUSTRY AS HIGHLY LIQUID INVESTMENTS.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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