LISA ANN MURRAY

LISA ANN MURRAY is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1214 STATE ROAD 229, SUITE B, BATESVILLE, IN, 47006.

LISA ANN MURRAY has worked at LPL FINANCIAL LLC since April 22, 2016

Disclosure History

LISA ANN MURRAY has 1 Disclosure Event(s).

Date: April 24, 2009
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES REPRESENTATIVE MADE UNSUITABLE RECOMMENDATION AND DID NOT PROPERLY DISCLOSE FEES THAT LED TO PURCHASE OF MUTUAL FUND IN SEPTEMBER 2006
Damage Amount Requested: $28,262.47

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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